Add articles to your saved list and come back to them any time. CommSec has been slapped with a $700,000 fine and has refunded $1.1 million after failing to properly disclose certain information to ...
Add articles to your saved list and come back to them any time. Higher share trading volumes helped the country's biggest online broking firm, CommSec, deliver a $77 million profit and solid revenue ...
On Wednesday, the Federal Court ruled that Commonwealth Securities Limited, better known as CommSec, had to pay a $20 million fine. The Australian Investment Exchange Limited (AUSIEX) had to pay a ...
CBA’s trading plan CommSec has agreed to pay a $20m fine for ‘significant’ overcharging over a decade, subject to court approval. The Australian Securities and Investments Commission will also hit ...
CommSec, the brokerage arm of Australia's largest bank, the Commonwealth Bank, has paid $700,000 in infringement penalties and voluntarily refunded $1.1 million to more than 25,000 clients. The ...
Mr Paton – a former Deutsche Bank employee and hospitality and property entrepreneur – told The Australian he was not backing down in his fight against CBA. His matter is currently being examined in ...
The Federal Court has ordered Commonwealth Securities (CommSec) and Australian Investment Exchange (AUSIEX) to pay $20 million and $7.12 million respectively for breaches of the Market Integrity Rules ...
Commonwealth Securities (CommSec) has been forced to pay $50,000 to the Australian Securities and Investments Commission (ASIC) as penalty for its involvement in a misleading appearance of trading ...
CommSec is facing a civil suit from the Australian Securities and Investments Commission over system and process deficiencies that led to customers being overcharged $4.3 million over a decade. ASIC ...
The subsidiary of Commonwealth Bank launched a new international trading platform in July to update its previous offering, which allowed investors to trade US stocks ...
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