"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

Roughly $300 million in SPXFP-linked notes sold in just the year’s first weeks suggest s tr aders are positioning aggressively based on Fed expectations. Early-year activity like this often serves as ...

The Depository Trust & Clearing Corporation (DTCC) has launched a new service that seeks to improve the lifecycle of ...

French banks BNP Paribas and SG Corporate and Investment Banking have arguably carved out a niche in the past decade as the leading players in structured product innovation. Traditionally, SG was seen ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

The Securities and Exchange Commission charged registered broker/dealer First Horizon Advisors. with a Regulation Best Interest violation related to the firm’s recommendations of a type of structured ...