ELNs link returns to stock performance, offering higher yields if stocks do well. Investors risk losing principal if linked stocks perform poorly. ELNs are suitable for experienced investors seeking ...

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

The Depository Trust & Clearing Corporation (DTCC) has launched a new service that seeks to improve the lifecycle of structured note securities: Rapid Issuance. This service is available via the ...

Roughly $300 million in SPXFP-linked notes sold in just the year’s first weeks suggest s tr aders are positioning aggressively based on Fed expectations. Early-year activity like this often serves as ...

French banks BNP Paribas and SG Corporate and Investment Banking have arguably carved out a niche in the past decade as the leading players in structured product innovation. Traditionally, SG was seen ...

The Depository Trust & Clearing Corporation (DTCC) has launched Rapid Issuance, a service that allows issuers to bring ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...