Merrill Lynch and Harvest Volatility Management have agreed to pay more than $9 million to settle allegations that they pushed clients’ investments in an options strategy past their stated limits, ...

Merrill Lynch and Harvest Volatility Management have agreed to pay a combined $9.3 million in penalties and disgorgement following charges that they exceeded client investment limits on a complex ...

Government regulators have ordered Merrill Lynch, Pierce, Fenner & Smith Inc. and Harvest Volatility Management to fork over $9.3 million in fines and disgorgement after accusing the firms of ...

Merrill Lynch has launched an investable index that the bank’s researchers say gives investors cleaner and more efficient access to US equity market volatility than products linked to the present ...

Merrill Lynch is rolling out a new concierge-style trading service for its ultrahigh-net-worth clients, promising to deliver “institutional-quality capital markets coverage and trade execution” for ...